Filed November 8, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FMR LLC Service code 12 · EIN 04-3532603 | Investment management; Recordkeeping ... | $197,545 |
GOLDMAN SACHS5+ years Service code 28 · EIN 13-3575636 | Investment Management | $127,671 |
DODGE & COX5+ years Service code 28 · EIN 94-1441976 | Investment Management | $89,894 |
CALLAN ASSOCIATES5+ years Filed as: CALLAN ASSOCIATES INC Service code 16 · EIN 94-2192581 | Consulting | $41,736 |
MOSS ADAMS LLP5+ years Service code 10 · EIN 91-0189318 | Accounting | $36,855 |
BLACKROCK5+ years Filed as: BLACKROCK INSTITUTIONAL TRUST Service code 28 · EIN 94-3112180 | Investment Management | $35,041 |
THE BANK OF NEW YORK MELLON3 years Service code 21 · EIN 13-5160382 | Bank Trustee | $33,858 |
THE BANK OF NEW YORK MELLON3 years Filed as: MELLON CAPITAL MANAGEMENT Service code 25 · EIN 25-1442864 | Directed Trustee | $10,832 |
STATE STREET GLOBAL ADVISORS5+ years Filed as: SSGA GLOBAL Service code 28 · EIN 04-1867445 | Investment Management | $9,880 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $174,621 | $79,519+119.6% | $95,968+82.0% | $73,415+137.9% |
| Participation rate | 100.0% | 81.2%+18.8pp | 77.1%+22.9pp | 72.2%+27.8pp |
| Annual return | 3.83% | 19.20%-15.4pp | 91.65%-87.8pp | 59.30%-55.5pp |
| Employer contribution / active EE | $0 | $2,048-100.0% | $2,542-100.0% | $2,234-100.0% |
| Participant deferral / active EE | $0 | $4,138-100.0% | $4,167-100.0% | $3,806-100.0% |
| Admin fee / account holder | $406 | $184+120.5% | $6,798-94.0% | $158+157.4% |