Filed November 8, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FMR LLC Service code 28 · EIN 04-3532603 | Investment Management | $224,322 |
GOLDMAN SACHS4+ years Service code 28 · EIN 13-3575636 | Investment Management | $139,461 |
DODGE & COX4+ years Service code 28 · EIN 94-1441976 | Investment Management | $93,485 |
MOSS ADAMS LLP4+ years Service code 10 · EIN 91-0189318 | Accounting | $59,655 |
THE BANK OF NEW YORK MELLON2 years Service code 18 · EIN 13-5160382 | Direct payment from the plan; Custodi... | $47,320 |
CALLAN ASSOCIATES4+ years Filed as: CALLAN ASSOCIATES INC Service code 16 · EIN 94-2192581 | Consulting | $42,698 |
BLACKROCK4+ years Filed as: BLACKROCK INSTITUTIONAL TRUST Service code 28 · EIN 94-3112180 | Investment Management | $20,284 |
THE BANK OF NEW YORK MELLON2 years Filed as: MELLON CAPITAL MANAGEMENT Service code 25 · EIN 25-1442864 | Directed Trustee | $10,976 |
STATE STREET GLOBAL ADVISORS4+ years Filed as: SSGA GLOBAL Service code 28 · EIN 04-1867445 | Investment Management | $10,617 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $172,456 | $73,404+134.9% | $87,102+98.0% | $67,584+155.2% |
| Participation rate | 100.0% | 80.9%+19.1pp | 76.9%+23.1pp | 71.3%+28.7pp |
| Annual return | 7.77% | 48.29%-40.5pp | 28.19%-20.4pp | 378.59%-370.8pp |
| Employer contribution / active EE | $0 | $2,014-100.0% | $2,521-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $0 | $3,913-100.0% | $4,048-100.0% | $3,540-100.0% |
| Admin fee / account holder | $421 | $142+197.1% | $7,493-94.4% | $142+195.6% |