Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 15 · EIN 20-8764829 | Recordkeeping | $45,392 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $38,137 |
JONES & MALHOTRA7 years Service code 15 · EIN 95-4668647 | Recordkeeping | $10,000 |
ADP BROKER-DEALER9+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,284 | $49,199-16.1% | $121,204-65.9% | $75,173-45.1% |
| Participation rate | 93.8% | 55.4%+38.3pp | 69.5%+24.2pp | 67.2%+26.5pp |
| Annual return | 17.26% | 56.04%-38.8pp | 987.18%-969.9pp | 160.72%-143.5pp |
| Employer contribution / active EE | $0 | $1,547-100.0% | $4,170-100.0% | $2,671-100.0% |
| Participant deferral / active EE | $10,710 | $2,630+307.2% | $4,083+162.3% | $4,126+159.6% |
| Admin fee / account holder | $167 | $3,946-95.8% | $5,651-97.0% | $5,651-97.0% |