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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $50,069 |
JONES & MALHOTRA1 year Service code 15 · EIN 95-4668647 | Recordkeeping | $7,500 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,595 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,317 | $45,324+13.2% | $122,354-58.1% | $69,631-26.3% |
| Participation rate | 84.4% | 59.9%+24.4pp | 71.6%+12.7pp | 70.7%+13.7pp |
| Annual return | 45.41% | 25.35%+20.1pp | 30.28%+15.1pp | 27571.02%-27525.6pp |
| Employer contribution / active EE | $0 | $1,230-100.0% | $4,051-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $5,200 | $2,367+119.7% | $3,287+58.2% | $3,224+61.3% |
| Admin fee / account holder | $102 | $87+17.0% | $5,479-98.1% | $110-7.8% |