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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,459 |
Service code 27 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Advisory (Plan) | $11,335 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,705 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,173 | $39,195-12.8% | $98,755-65.4% | $79,393-57.0% |
| Participation rate | 46.1% | 59.8%-13.7pp | 65.7%-19.7pp | 70.7%-24.6pp |
| Annual return | 20.92% | 19.95%+1.0pp | 49.91%-29.0pp | 116.87%-96.0pp |
| Employer contribution / active EE | $0 | $1,334-100.0% | $2,067-100.0% | $2,428-100.0% |
| Participant deferral / active EE | $5,260 | $2,333+125.5% | $3,035+73.3% | $4,046+30.0% |
| Admin fee / account holder | $285 | $365-21.9% | $4,076-93.0% | $627-54.5% |