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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,005 |
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $3,930 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,295 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $780 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,553 | $33,826-33.3% | $88,538-74.5% | $67,579-66.6% |
| Participation rate | 30.6% | 64.6%-34.0pp | 68.7%-38.1pp | 71.3%-40.6pp |
| Annual return | 133.86% | 68.24%+65.6pp | 43.64%+90.2pp | 378.56%-244.7pp |
| Employer contribution / active EE | $0 | $1,232-100.0% | $2,098-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $2,583 | $2,089+23.7% | $2,914-11.4% | $3,539-27.0% |
| Admin fee / account holder | $105 | $134-21.6% | $4,310-97.6% | $142-26.3% |