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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,658 |
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $8,421 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,516 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,730 | $38,075-19.3% | $93,515-67.1% | $73,497-58.2% |
| Participation rate | 46.0% | 56.7%-10.7pp | 66.8%-20.9pp | 70.7%-24.7pp |
| Annual return | 21.57% | 17.59%+4.0pp | 78.21%-56.6pp | 28.51%-6.9pp |
| Employer contribution / active EE | $0 | $1,117-100.0% | $2,077-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $7,859 | $2,012+290.6% | $3,129+151.2% | $3,740+110.1% |
| Admin fee / account holder | $264 | $351-24.7% | $5,235-94.9% | $513-48.5% |