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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $174,208 |
COMMONWEALTH FINANCIAL NETWORK6+ years Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $96,024 |
ADP BROKER-DEALER6+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,556 | $43,466-68.8% | $90,970-85.1% | $90,274-85.0% |
| Participation rate | 92.9% | 62.5%+30.5pp | 69.0%+23.9pp | 73.4%+19.6pp |
| Annual return | 13.38% | 25.26%-11.9pp | 134.60%-121.2pp | 53.97%-40.6pp |
| Employer contribution / active EE | $285 | $840-66.1% | $2,122-86.6% | $2,523-88.7% |
| Participant deferral / active EE | $1,835 | $2,138-14.1% | $3,373-45.6% | $4,231-56.6% |
| Admin fee / account holder | $46 | $92-50.1% | $5,961-99.2% | $114-59.8% |