| Provider | Service type | Compensation |
|---|---|---|
BABCOCK & WILCOX TECHNICAL3+ years Service code 13 · EIN 54-1987297 | Contract Administrator | $1,237,366 |
PGIM INVESTMENTS3+ years Filed as: JENNISON ASSOCIATES LLC Service code 28 · EIN 13-2631108 | Investment Management | $1,207,140 |
METLIFE LIFE INSURANCE COMPANY3+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 23 · EIN 13-5581829 | Insurance services | $1,048,082 |
INDEPENDENT FINANCIAL PARTNERS3+ years Filed as: EPOCH INVESTMENT PARTNERS,INC. Service code 28 · EIN 20-1003862 | Investment Management | $929,843 |
DRIEHAUS CAPITAL MANAGEMENT LLC3+ years Service code 28 · EIN 36-3196026 | Investment Management | $692,315 |
MARATHON ASSET MANAGEMENT3+ years Filed as: MARATHON Service code 28 · EIN 44-6201673 | Investment Management | $645,756 |
NORTHERN TRUST COMPANY3+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $577,925 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: J P MORGAN FLEMING ASSET MGT(USA) I Service code 28 · EIN 13-3200244 | Investment Management | $570,491 |
SANDS CAPITAL MANAGEMENT, LLC3+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 54-1578408 | Investment Management | $388,936 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 28 · EIN 22-2550816 | Investment Management | $331,660 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | CONSOLIDATED NUCLEAR SECURITY, LLC | EMPLOYER USE OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED PURSUANT TO VFC | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $144,462-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 11.7%-11.7pp | 0.0%0pp |
| Annual return | 14.29% | 15.82%-1.5pp | 16.78%-2.5pp | 17.84%-3.5pp |
| Employer contribution / active EE | $14,451 | $19,885-27.3% | $26,328-45.1% | $14,688-1.6% |
| Participant deferral / active EE | $1,365 | $776+75.9% | $97+1313.3% | $770+77.4% |
| Admin fee / account holder | $0 | $0 | $20,893-100.0% | - |