| Provider | Service type | Compensation |
|---|---|---|
BABCOCK & WILCOX TECHNICAL2+ years Service code 13 · EIN 54-1987297 | Contract Administrator | $7,301,788 |
PGIM INVESTMENTS2+ years Filed as: JENNISON ASSOCIATES LLC Service code 28 · EIN 13-2631108 | Investment Management | $1,289,969 |
METLIFE LIFE INSURANCE COMPANY2+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 23 · EIN 13-5581829 | Insurance services | $1,124,388 |
DRIEHAUS CAPITAL MANAGEMENT LLC2+ years Service code 28 · EIN 36-3196026 | Investment Management | $846,540 |
INDEPENDENT FINANCIAL PARTNERS2+ years Filed as: EPOCH INVESTMENT PARTNERS,INC. Service code 28 · EIN 20-1003862 | Investment Management | $820,138 |
MARATHON ASSET MANAGEMENT2+ years Filed as: MARATHON Service code 28 · EIN 44-6201673 | Investment Management | $804,727 |
FRANKLIN TEMPLETON2+ years Service code 49 · EIN 59-6945808 | Other Services | $796,568 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J P MORGAN FLEMING ASSET MGT(USA) I Service code 28 · EIN 13-3200244 | Investment Management | $714,004 |
NORTHERN TRUST COMPANY2+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $704,149 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 28 · EIN 22-2550816 | Investment Management | $592,934 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | CONSOLIDATED NUCLEAR SECURITY, LLC | EMPLOYER USE OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED PURSUANT TO VFC | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $381,942,733-100.0% | $151,941-100.0% | $381,942,733-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 10.6%-10.6pp | 0.0%0pp |
| Annual return | 4.77% | 6.04%-1.3pp | 5.44%-0.7pp | 9.19%-4.4pp |
| Employer contribution / active EE | $11,619 | $12,925-10.1% | $25,481-54.4% | $12,608-7.8% |
| Participant deferral / active EE | $1,331 | $746+78.5% | $65+1951.1% | $1,615-17.6% |
| Admin fee / account holder | $0 | $2,655,710-100.0% | $11,765-100.0% | $2,655,710-100.0% |