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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA STREET · SANTA BARBARA, CA 93101 | Advisory (Plan) | $12,360 |
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $1,907 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,626 | $58,655-52.9% | $91,994-70.0% | $65,185-57.6% |
| Participation rate | 89.6% | 75.3%+14.3pp | 78.6%+11.0pp | 70.2%+19.4pp |
| Annual return | 31.25% | 33.92%-2.7pp | 69.04%-37.8pp | 29.38%+1.9pp |
| Employer contribution / active EE | $0 | $2,080-100.0% | $3,453-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $11,735 | $5,474+114.4% | $5,924+98.1% | $3,514+234.0% |
| Admin fee / account holder | $61 | $434-86.0% | $7,744-99.2% | $847-92.8% |