Filed January 4, 2018
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER TRUST COMPANY, LLC Service code 15 · EIN 84-1455663 | Recordkeeping | $200,929 |
EXECUTIVE DIRECTOR8+ years Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $152,195 |
FIDUCIENT ADVISORS LLC1 year Service code 16 · EIN 36-4001764 | Consulting | $97,783 |
UHY LLP8+ years Service code 10 · EIN 20-0694403 | Accounting | $33,401 |
VINCENT LOMBARDI8+ years Service code 27 · EIN 52-1529689 | Advisory (Plan) | $17,064 |
BRIAN FREEMAN8+ years Filed as: BRIAN WELLS Service code 27 · EIN 52-1529689 | Advisory (Plan) | $11,367 |
UHY LLP2 years Filed as: UHY ADVISORS, MO INC. Service code 10 · EIN 43-1305800 | Accounting | $10,175 |
THOMPSON COBURN LLP7 years Service code 29 · EIN 43-0666662 | Legal | $9,608 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage; Investment mana... | $400 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $204,045 | $95,918+112.7% | $151,634+34.6% | $77,906+161.9% |
| Participation rate | 53.2% | 88.7%-35.6pp | 87.5%-34.3pp | 73.7%-20.5pp |
| Annual return | -13.70% | -5.50%-8.2pp | 3.32%-17.0pp | 12.16%-25.9pp |
| Employer contribution / active EE | $5,929 | $4,330+36.9% | $6,165-3.8% | $2,846+108.3% |
| Participant deferral / active EE | $6,388 | $7,508-14.9% | $8,363-23.6% | $4,805+32.9% |
| Admin fee / account holder | $246 | $93+164.1% | $11,614-97.9% | $133+85.8% |