Filed January 4, 2018
| Provider | Service type | Compensation |
|---|---|---|
MERCER2+ years Service code 16 · EIN 61-0736136 | Consulting | $212,500 |
PRIMCO CAPITAL MANAGEMENT2+ years Service code 28 · EIN 61-1190024 | Investment Management | $204,492 |
Filed as: BNY MELLON TRUST Service code 21 · EIN 04-1107280 | Bank Trustee | $175,629 |
EXECUTIVE DIRECTOR2+ years Service code 30 · EIN 52-1529689 | Employee (plan); Direct payment from ... | $120,000 |
BLACKROCK2+ years Filed as: BLACK ROCK Service code 27 · EIN 94-0282125 | Advisory (Plan) | $118,783 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $110,485 |
WITHUMSMITH+BROWN, PC2+ years Filed as: BROWN CAPITAL Service code 27 · EIN 52-1304372 | Advisory (Plan) | $96,219 |
EXECUTIVE DIRECTOR2+ years Filed as: ASSISTANT EXECUTIVE DIRECTOR Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $89,222 |
ADMINISTRATION SERVICES INC.2+ years Filed as: ADMINISTRATION-CLERICAL Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $60,601 |
Filed as: MUTUAL OF AMERICA Service code 27 · EIN 13-3701801 | Advisory (Plan) | $56,434 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $265,744 | $71,802+270.1% | $133,975+98.4% | $57,661+360.9% |
| Participation rate | 96.1% | 85.5%+10.6pp | 87.1%+9.0pp | 70.2%+25.8pp |
| Annual return | 4.77% | 13.51%-8.7pp | 29.29%-24.5pp | 5.13%-0.4pp |
| Employer contribution / active EE | $4,636 | $3,161+46.6% | $5,211-11.0% | $1,974+134.9% |
| Participant deferral / active EE | $4,395 | $4,606-4.6% | $6,282-30.0% | $3,061+43.6% |
| Admin fee / account holder | $594 | $88+577.0% | $9,324-93.6% | $95+527.8% |