Filed January 4, 2018
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER / GREAT WEST Service code 15 · EIN 84-0467907 | Recordkeeping | $182,246 |
MERCER4+ years Service code 16 · EIN 61-0736136 | Consulting | $180,000 |
THE BANK OF NEW YORK MELLON3 years Filed as: BNY MELLON TRUST Service code 21 · EIN 04-1107280 | Bank Trustee | $179,900 |
INVESCO1 year Filed as: INVESCO (PRIMCO CAPITAL MANAGEMENT) Service code 27 · EIN 61-1190024 | Advisory (Plan) | $149,610 |
THE LONDON COMPANY1 year Filed as: LONDON CO Service code 27 · EIN 90-0824693 | Advisory (Plan) | $134,681 |
EXECUTIVE DIRECTOR4+ years Service code 30 · EIN 52-1529689 | Employee (plan); Direct payment from ... | $128,450 |
EXECUTIVE DIRECTOR4+ years Filed as: ASSISTANT EXECUTIVE DIRECTOR Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $88,222 |
ROBERT HALF2 years Filed as: OFFICE COORDINATOR Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $60,654 |
Filed as: FIDELITY E401K Service code 15 · EIN 23-2640992 | Recordkeeping | $41,599 |
UHY LLP4+ years Filed as: UHY ADVISORS MO INC Service code 10 · EIN 43-1305800 | Accounting | $32,765 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $232,369 | $80,005+190.4% | $140,019+66.0% | $55,727+317.0% |
| Participation rate | 63.7% | 87.0%-23.3pp | 87.5%-23.8pp | 70.9%-7.2pp |
| Annual return | -2.97% | 0.46%-3.4pp | 651.19%-654.2pp | 244.94%-247.9pp |
| Employer contribution / active EE | $4,540 | $3,403+33.4% | $5,605-19.0% | $2,078+118.5% |
| Participant deferral / active EE | $4,681 | $5,264-11.1% | $6,927-32.4% | $3,356+39.5% |
| Admin fee / account holder | $525 | $116+354.3% | $10,705-95.1% | $115+356.2% |