Filed January 4, 2018
| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT Service code 27 · EIN 04-2683227 | Advisory (Plan) | $231,083 |
PRIMCO CAPITAL MANAGEMENT1+ years Service code 28 · EIN 61-1190024 | Investment Management | $227,910 |
THE BANK OF NEW YORK MELLON1+ years Filed as: MELLON TRUST Service code 21 · EIN 04-1107280 | Bank Trustee | $174,336 |
EXECUTIVE DIRECTOR1+ years Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $108,000 |
WITHUMSMITH+BROWN, PC1+ years Filed as: BROWN CAPITAL Service code 27 · EIN 52-1304372 | Advisory (Plan) | $103,400 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $103,267 |
BLACKROCK1+ years Filed as: BLACK ROCK Service code 27 · EIN 94-0282125 | Advisory (Plan) | $102,998 |
SEQUOIA FINANCIAL ADVISORS1+ years Filed as: SEQUOIA Service code 27 · EIN 13-2628641 | Advisory (Plan) | $101,023 |
MARSICO CAPITAL MANAGEMENT, LLC1+ years Filed as: MARSICO CAPITAL MANAGEMENT Service code 27 · EIN 84-1434992 | Advisory (Plan) | $97,508 |
EXECUTIVE DIRECTOR1+ years Filed as: ASSISTANT EXECUTIVE DIRECTOR Service code 30 · EIN 52-1529689 | Direct payment from the plan; Employe... | $84,069 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $277,836 | $68,413+306.1% | $123,105+125.7% | $55,191+403.4% |
| Participation rate | 96.2% | 84.5%+11.7pp | 86.8%+9.4pp | 69.2%+27.0pp |
| Annual return | 0.11% | 6.30%-6.2pp | 13.22%-13.1pp | 10.78%-10.7pp |
| Employer contribution / active EE | $4,359 | $3,050+42.9% | $5,151-15.4% | $1,899+129.6% |
| Participant deferral / active EE | $4,425 | $4,490-1.5% | $6,229-29.0% | $3,046+45.2% |
| Admin fee / account holder | $855 | $88+873.3% | $9,014-90.5% | $91+841.5% |