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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 15 · EIN 35-2552359 | Recordkeeping | $33,890 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $14,372 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,336 | $102,429+66.3% | $147,096+15.8% | $80,925+110.5% |
| Participation rate | 93.5% | 75.9%+17.6pp | 82.2%+11.3pp | 67.7%+25.8pp |
| Annual return | 14.39% | 135.02%-120.6pp | 419.75%-405.4pp | 35.65%-21.3pp |
| Employer contribution / active EE | $5,110 | $3,716+37.5% | $4,936+3.5% | $2,756+85.4% |
| Participant deferral / active EE | $11,134 | $6,649+67.5% | $8,071+38.0% | $4,299+159.0% |
| Admin fee / account holder | $439 | $7,957-94.5% | $13,005-96.6% | $6,940-93.7% |