Filed August 29, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 55 · EIN 26-4310632 | Other Commissions | $121,855 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $1,837 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,440 | $74,347-10.6% | $93,606-29.0% | $67,579-1.7% |
| Participation rate | 97.6% | 80.6%+17.0pp | 75.8%+21.7pp | 71.3%+26.3pp |
| Annual return | 24.30% | 28.07%-3.8pp | 32.76%-8.5pp | 378.56%-354.3pp |
| Employer contribution / active EE | $2,608 | $2,583+1.0% | $2,718-4.0% | $2,148+21.4% |
| Participant deferral / active EE | $3,352 | $4,060-17.4% | $4,069-17.6% | $3,539-5.3% |
| Admin fee / account holder | $2 | $123-98.6% | $7,888-100.0% | $142-98.8% |