Filed August 29, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $74,251 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $1,334 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,844 | $75,284-20.5% | $91,001-34.2% | $69,631-14.1% |
| Participation rate | 92.2% | 80.4%+11.8pp | 75.6%+16.6pp | 70.7%+21.5pp |
| Annual return | 14.78% | 48.40%-33.6pp | 4.60%+10.2pp | 27571.02%-27556.2pp |
| Employer contribution / active EE | $835 | $2,473-66.2% | $2,456-66.0% | $2,032-58.9% |
| Participant deferral / active EE | $3,025 | $3,700-18.2% | $3,547-14.7% | $3,224-6.2% |
| Admin fee / account holder | $1 | $111-98.8% | $5,417-100.0% | $110-98.8% |