Filed August 29, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Service code 55 · EIN 26-4310632 | Other Commissions | $132,275 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $1,400 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,687 | $65,223-16.2% | $80,019-31.7% | $55,725-1.9% |
| Participation rate | 93.8% | 80.6%+13.2pp | 75.8%+18.0pp | 70.9%+22.9pp |
| Annual return | -6.03% | 7.59%-13.6pp | 11.22%-17.2pp | 244.93%-251.0pp |
| Employer contribution / active EE | $927 | $2,544-63.6% | $2,468-62.4% | $2,078-55.4% |
| Participant deferral / active EE | $3,263 | $3,881-15.9% | $3,686-11.5% | $3,356-2.8% |
| Admin fee / account holder | $1 | $114-98.8% | $6,521-100.0% | $115-98.8% |