Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $3,869 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,501 | $41,617-2.7% | $84,611-52.1% | $77,787-47.9% |
| Participation rate | 17.3% | 45.0%-27.7pp | 68.2%-50.9pp | 73.2%-55.9pp |
| Annual return | 20.56% | 24.97%-4.4pp | 258.74%-238.2pp | 32.57%-12.0pp |
| Employer contribution / active EE | $322 | $1,061-69.7% | $2,652-87.9% | $2,504-87.2% |
| Participant deferral / active EE | $709 | $2,129-66.7% | $3,899-81.8% | $3,967-82.1% |
| Admin fee / account holder | $16 | $121-86.7% | $4,912-99.7% | $100-83.9% |