Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $3,034 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,842 | $30,979-3.7% | $67,711-55.9% | $59,188-49.6% |
| Participation rate | 22.0% | 40.5%-18.5pp | 67.5%-45.6pp | 69.4%-47.5pp |
| Annual return | 1.11% | -1.74%+2.9pp | 25.41%-24.3pp | 5.51%-4.4pp |
| Employer contribution / active EE | $328 | $807-59.4% | $2,559-87.2% | $2,098-84.4% |
| Participant deferral / active EE | $677 | $1,603-57.8% | $3,585-81.1% | $3,265-79.3% |
| Admin fee / account holder | $74 | $81-9.0% | $4,255-98.3% | $92-20.0% |