Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $4,195 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,400 | $34,242+3.4% | $76,523-53.7% | $75,289-53.0% |
| Participation rate | 15.4% | 43.9%-28.5pp | 68.0%-52.6pp | 72.4%-57.0pp |
| Annual return | -5.86% | -0.98%-4.9pp | -0.27%-5.6pp | -0.04%-5.8pp |
| Employer contribution / active EE | $177 | $975-81.8% | $2,647-93.3% | $2,405-92.6% |
| Participant deferral / active EE | $544 | $1,872-71.0% | $3,835-85.8% | $3,739-85.5% |
| Admin fee / account holder | $10 | $112-90.9% | $4,848-99.8% | $102-90.1% |