Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $3,534 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,464 | $31,370+0.3% | $74,583-57.8% | $63,975-50.8% |
| Participation rate | 20.2% | 42.6%-22.4pp | 68.1%-47.9pp | 71.1%-51.0pp |
| Annual return | 6.71% | -105.16%+111.9pp | 20.47%-13.8pp | 48.65%-41.9pp |
| Employer contribution / active EE | $213 | $822-74.1% | $2,525-91.6% | $2,182-90.2% |
| Participant deferral / active EE | $654 | $1,560-58.1% | $3,458-81.1% | $3,356-80.5% |
| Admin fee / account holder | $9 | $77-88.7% | $4,138-99.8% | $70-87.7% |