Filed August 5, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $715,497 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $1,400 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,685 | $153,784-43.0% | $105,624-17.0% | $99,313-11.7% |
| Participation rate | 97.0% | 92.3%+4.7pp | 75.3%+21.7pp | 71.7%+25.3pp |
| Annual return | 19.29% | 14.98%+4.3pp | 116.20%-96.9pp | 17.67%+1.6pp |
| Employer contribution / active EE | $2,270 | $5,293-57.1% | $3,168-28.4% | $3,264-30.5% |
| Participant deferral / active EE | $6,760 | $8,286-18.4% | $5,013+34.9% | $5,346+26.5% |
| Admin fee / account holder | $51 | $77-34.0% | $10,961-99.5% | $109-53.2% |