Filed August 5, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $452,730 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $14,847 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $380 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,935 | $117,928-11.0% | $78,002+34.5% | $65,292+60.7% |
| Participation rate | 98.8% | 85.6%+13.2pp | 75.5%+23.3pp | 72.4%+26.3pp |
| Annual return | 4.63% | 11.37%-6.7pp | 425.99%-421.4pp | 11.84%-7.2pp |
| Employer contribution / active EE | $5,110 | $3,999+27.8% | $2,470+106.9% | $2,302+122.0% |
| Participant deferral / active EE | $3,454 | $5,945-41.9% | $3,497-1.2% | $3,579-3.5% |
| Admin fee / account holder | $67 | $66+1.3% | $5,481-98.8% | $57+16.9% |