Filed August 5, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $581,550 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $924 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,863 | $136,310-21.6% | $98,462+8.5% | $103,657+3.1% |
| Participation rate | 76.6% | 89.2%-12.7pp | 75.2%+1.4pp | 73.4%+3.2pp |
| Annual return | 13.48% | 19.67%-6.2pp | 21.20%-7.7pp | 33.13%-19.6pp |
| Employer contribution / active EE | $3,013 | $4,714-36.1% | $3,049-1.2% | $3,216-6.3% |
| Participant deferral / active EE | $5,360 | $7,358-27.1% | $4,738+13.1% | $5,218+2.7% |
| Admin fee / account holder | $67 | $76-12.1% | $8,875-99.2% | $114-41.4% |