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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $111,128 |
CREATIVE PLANNING LLC3 years Filed as: CREATIVE PLANNING HOLDCO LLC Service code 28 · EIN 84-4519624 | Investment Management | $53,462 |
FISHER INVESTMENTS7 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $29,104 |
360 FINANCIAL INC8 years Service code 28 · EIN 41-1823831 | Investment Management | $11,272 |
SNS FINANCIAL GROUP LLC7 years Service code 26 · EIN 27-1489903 | Advisory (Participants) | $5,046 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $206 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,717 | $53,204+94.9% | $155,556-33.3% | $200,096-48.2% |
| Participation rate | 97.9% | 64.1%+33.8pp | 78.2%+19.6pp | 72.0%+25.9pp |
| Annual return | 12.40% | 41.02%-28.6pp | 64.84%-52.4pp | 34.26%-21.9pp |
| Employer contribution / active EE | $0 | $1,850-100.0% | $4,675-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $7,995 | $3,163+152.7% | $5,631+42.0% | $5,090+57.1% |
| Admin fee / account holder | $144 | $186-22.6% | $15,885-99.1% | $269-46.6% |