Filed December 28, 1998 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $654,900 |
ERNST & YOUNG LLP6+ years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $22,250 |
RUSSELL TRUST COMPANY1 year Filed as: RUSSELL INVESTMENTS TRUST COMPANY Service code 27 · EIN 91-1116938 | Advisory (Plan) | $21,450 |
CLS INVESTMENTS1 year Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $14,297 |
Filed as: FINANCIAL ENGINE ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $7,664 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $7,284 |
Service code 26 · EIN 41-1806874 | Advisory (Participants) | $5,564 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,882 | $146,341-41.3% | $98,907-13.2% | $93,223-7.9% |
| Participation rate | 99.5% | 89.3%+10.2pp | 76.0%+23.5pp | 74.9%+24.6pp |
| Annual return | 14.64% | 16.85%-2.2pp | 196.43%-181.8pp | 19.29%-4.6pp |
| Employer contribution / active EE | $2,900 | $4,823-39.9% | $2,689+7.8% | $2,680+8.2% |
| Participant deferral / active EE | $4,226 | $7,126-40.7% | $4,244-0.4% | $4,563-7.4% |
| Admin fee / account holder | $58 | $63-8.4% | $6,642-99.1% | $79-27.4% |