Filed December 28, 1998 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $658,830 |
ERNST & YOUNG LLP5+ years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $21,750 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $14,111 |
FOX ROTHSCHILD LLP4+ years Service code 29 · EIN 23-1404723 | Legal | $11,854 |
NORTHERN TRUST COMPANY1 year Filed as: NORTHERN TRUST CORPORATION Service code 21 · EIN 36-2723087 | Bank Trustee | $10,222 |
FINANCIAL ENGINES1 year Filed as: FINANCIALENGINEADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $6,972 |
Service code 26 · EIN 41-1806874 | Advisory (Participants) | $5,200 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,673 | $156,529-48.5% | $93,606-13.8% | $82,204-1.9% |
| Participation rate | 99.5% | 86.5%+13.0pp | 75.8%+23.7pp | 73.4%+26.1pp |
| Annual return | 24.05% | 20.36%+3.7pp | 32.76%-8.7pp | 26.31%-2.3pp |
| Employer contribution / active EE | $2,981 | $4,800-37.9% | $2,718+9.7% | $2,707+10.1% |
| Participant deferral / active EE | $4,225 | $6,674-36.7% | $4,069+3.9% | $4,246-0.5% |
| Admin fee / account holder | $59 | $65-8.5% | $7,888-99.2% | $76-21.7% |