Filed December 28, 1998 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 14 · EIN 34-1479833 | Plan Administrator | $703,684 |
NEPC, LLC1 year Filed as: NEPC LLC Service code 27 · EIN 26-1429809 | Advisory (Plan) | $28,926 |
ERNST & YOUNG LLP3+ years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $21,000 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO., INC Service code 15 · EIN 94-1737782 | Recordkeeping | $15,955 |
FOX ROTHSCHILD LLP2+ years Service code 29 · EIN 23-1404723 | Legal | $8,250 |
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $7,191 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,850 | $2,226,388-96.5% | $91,001-13.4% | $177,276-55.5% |
| Participation rate | 96.8% | 85.1%+11.6pp | 75.6%+21.2pp | 74.8%+21.9pp |
| Annual return | 17.82% | 20.16%-2.3pp | 4.60%+13.2pp | 21.25%-3.4pp |
| Employer contribution / active EE | $2,187 | $4,139-47.2% | $2,456-10.9% | $2,479-11.8% |
| Participant deferral / active EE | $3,629 | $6,423-43.5% | $3,547+2.3% | $3,881-6.5% |
| Admin fee / account holder | $71 | $1,921-96.3% | $5,417-98.7% | $154-54.2% |