Filed December 28, 1998 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $615,626 |
NEPC, LLC2 years Filed as: NEPC LLC Service code 28 · EIN 26-1429809 | Investment Management | $37,102 |
ERNST & YOUNG LLP4+ years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $21,250 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $18,178 |
FOX ROTHSCHILD LLP3+ years Service code 29 · EIN 23-1404723 | Legal | $7,134 |
FINANCIAL ENGINES2 years Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $6,946 |
Filed as: INTELLIGENT FINANCIAL STRATEGI Service code 26 · EIN 41-1806874 | Advisory (Participants) | $5,060 |
Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,023 | $106,649-38.1% | $80,019-17.5% | $68,904-4.2% |
| Participation rate | 98.9% | 88.1%+10.7pp | 75.8%+23.1pp | 74.1%+24.8pp |
| Annual return | -4.45% | -0.87%-3.6pp | 11.22%-15.7pp | 1.07%-5.5pp |
| Employer contribution / active EE | $2,973 | $4,132-28.1% | $2,468+20.5% | $2,540+17.0% |
| Participant deferral / active EE | $4,470 | $6,395-30.1% | $3,686+21.3% | $4,015+11.3% |
| Admin fee / account holder | $56 | $58-3.5% | $6,521-99.1% | $71-21.4% |