Filed March 11, 2019 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $43,957 |
ANNEX WEALTH MANAGEMENT LLC5 years Filed as: ANNEX WEALTH MANAGEMENT Service code 27 · EIN 68-0524298 | Advisory (Plan) | $42,475 |
BMO HARRIS BANK NA7+ years Filed as: BMO HARRIS BANK, N.A. Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
MATRIX TRUST COMPANY1 year Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,944 | $104,479+59.8% | $159,474+4.7% | $79,391+110.3% |
| Participation rate | 89.3% | 76.6%+12.7pp | 82.8%+6.5pp | 70.7%+18.6pp |
| Annual return | 13.87% | 67.98%-54.1pp | 263.68%-249.8pp | 116.88%-103.0pp |
| Employer contribution / active EE | $1,911 | $3,417-44.1% | $4,831-60.4% | $2,428-21.3% |
| Participant deferral / active EE | $9,776 | $6,468+51.2% | $7,353+32.9% | $4,046+141.6% |
| Admin fee / account holder | $359 | $711-49.6% | $10,802-96.7% | $627-42.8% |