Filed March 11, 2019 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ANNEX WEALTH MANAGEMENT LLC8 years Filed as: ANNEX WEALTH MANAGEMENT Service code 27 · EIN 68-0524298 | Advisory (Plan) | $51,878 |
AMERICAN UNITED LIFE INSURANCE CO10+ years Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $50,227 |
MATRIX TRUST COMPANY4 years Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,787 | $106,028+55.4% | $146,958+12.1% | $77,643+112.2% |
| Participation rate | 89.4% | 78.4%+11.1pp | 82.2%+7.3pp | 70.6%+18.9pp |
| Annual return | 13.43% | 56.73%-43.3pp | 418.34%-404.9pp | 31.24%-17.8pp |
| Employer contribution / active EE | $3,186 | $4,063-21.6% | $4,933-35.4% | $2,726+16.9% |
| Participant deferral / active EE | $10,623 | $7,990+32.9% | $8,070+31.6% | $4,647+128.6% |
| Admin fee / account holder | $332 | $337-1.8% | $12,998-97.4% | $430-23.0% |