Filed March 11, 2019 (most recent of 5 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ANNEX WEALTH MANAGEMENT LLC2 years Filed as: ANNEX WEALTH MANAGEMENT Service code 27 · EIN 68-0524298 | Advisory (Plan) | $55,348 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $52,995 |
BMO HARRIS BANK NA4+ years Filed as: BMO HARRIS BANK, N.A. Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,382 | $73,102+60.6% | $123,544-5.0% | $56,287+108.5% |
| Participation rate | 87.2% | 74.3%+12.8pp | 82.3%+4.9pp | 69.9%+17.3pp |
| Annual return | -5.36% | 3.01%-8.4pp | 119.20%-124.6pp | -9.96%+4.6pp |
| Employer contribution / active EE | $2,564 | $2,977-13.9% | $4,628-44.6% | $2,111+21.4% |
| Participant deferral / active EE | $8,045 | $5,423+48.4% | $6,426+25.2% | $3,350+140.2% |
| Admin fee / account holder | $477 | $554-13.8% | $9,284-94.9% | $521-8.4% |