Filed March 11, 2019 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL LIFE INSURANCE Service code 27 · EIN 39-0509570 | Advisory (Plan) | $41,129 |
BMO HARRIS BANK NA1+ years Filed as: BMO HARRIS BANK, N.A. Service code 15 · EIN 36-2085229 | Recordkeeping | $13,650 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $6,708 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,897 | $70,002+51.3% | $115,038-7.9% | $52,331+102.4% |
| Participation rate | 84.0% | 72.1%+11.9pp | 81.4%+2.6pp | 68.1%+15.9pp |
| Annual return | -1.47% | 4.04%-5.5pp | 26.14%-27.6pp | 4.54%-6.0pp |
| Employer contribution / active EE | $2,075 | $2,715-23.6% | $4,608-55.0% | $1,882+10.3% |
| Participant deferral / active EE | $6,176 | $4,920+25.5% | $6,026+2.5% | $3,022+104.4% |
| Admin fee / account holder | $129 | $566-77.2% | $8,175-98.4% | $592-78.2% |