Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping and info... | $108,867 |
UBS FINANCIAL SERVICES INC8+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $50,180 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTONLARSONALLEN LLC Service code 10 · EIN 41-0746749 | Accounting | $8,400 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $7 |
Filed as: MID ATLANTIC CAPITAL CORP Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,673 | $84,000-45.6% | $119,609-61.8% | $77,904-41.4% |
| Participation rate | 96.7% | 77.8%+18.8pp | 79.3%+17.4pp | 73.7%+23.0pp |
| Annual return | -19.01% | -11.59%-7.4pp | -14.97%-4.0pp | 12.21%-31.2pp |
| Employer contribution / active EE | $2,101 | $2,907-27.7% | $4,232-50.4% | $2,848-26.2% |
| Participant deferral / active EE | $5,302 | $4,705+12.7% | $5,602-5.4% | $4,806+10.3% |
| Admin fee / account holder | $123 | $116+6.2% | $10,323-98.8% | $133-7.2% |