Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $69,767 |
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $49,283 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,271 | $69,159-31.6% | $125,175-62.2% | $67,579-30.1% |
| Participation rate | 94.6% | 78.2%+16.4pp | 79.8%+14.8pp | 71.3%+23.3pp |
| Annual return | 25.68% | 27.12%-1.4pp | 43.79%-18.1pp | 378.56%-352.9pp |
| Employer contribution / active EE | $1,723 | $2,023-14.8% | $3,865-55.4% | $2,148-19.8% |
| Participant deferral / active EE | $4,282 | $3,700+15.7% | $4,937-13.3% | $3,539+21.0% |
| Admin fee / account holder | $106 | $142-25.3% | $9,702-98.9% | $142-25.6% |