Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $71,054 |
UBS FINANCIAL SERVICES INC1+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,958 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,481 | $72,770-60.9% | $67,652-57.9% | $55,191-48.4% |
| Participation rate | 97.6% | 78.8%+18.8pp | 75.7%+21.9pp | 69.2%+28.4pp |
| Annual return | -0.12% | -3.26%+3.1pp | 6625.04%-6625.2pp | 10.78%-10.9pp |
| Employer contribution / active EE | $1,202 | $1,769-32.1% | $2,266-46.9% | $1,899-36.7% |
| Participant deferral / active EE | $3,162 | $3,408-7.2% | $3,560-11.2% | $3,046+3.8% |
| Admin fee / account holder | $115 | $79+46.5% | $4,821-97.6% | $91+27.2% |