Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $66,277 |
Service code 12 · EIN 13-3689044 | Account maintenance fees; Float reven... | $61,859 |
Filed as: TUSHAUS & ASSOCIATES LLC Service code 10 · EIN 46-1588286 | Accounting | $7,000 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $18 |
Filed as: CHARLES SCHWAB Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,690 | $62,267-34.7% | $110,238-63.1% | $55,725-27.0% |
| Participation rate | 93.2% | 78.1%+15.1pp | 79.8%+13.4pp | 70.9%+22.4pp |
| Annual return | -3.82% | -1.07%-2.8pp | 314.74%-318.6pp | 244.93%-248.7pp |
| Employer contribution / active EE | $1,642 | $1,941-15.4% | $3,826-57.1% | $2,078-21.0% |
| Participant deferral / active EE | $4,022 | $3,516+14.4% | $4,672-13.9% | $3,356+19.9% |
| Admin fee / account holder | $138 | $121+13.8% | $8,547-98.4% | $115+19.5% |