Filed March 31, 2016 (most recent of 4 filings on file)
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $82,685 |
BAIRD FUNDS2+ years Filed as: ROBERT W BAIRD & COMPANY INC. Service code 16 777 EAST WISCONSIN AVE · MILWAUKEE, WI 53202 | Consulting | $65,781 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $297 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,754 | $37,213-30.8% | $156,551-83.5% | $63,975-59.7% |
| Participation rate | 64.2% | 65.0%-0.7pp | 84.0%-19.8pp | 71.1%-6.9pp |
| Annual return | 7.92% | 47.89%-40.0pp | 32.23%-24.3pp | 48.65%-40.7pp |
| Employer contribution / active EE | $1,306 | $1,357-3.7% | $5,501-76.3% | $2,182-40.1% |
| Participant deferral / active EE | $2,222 | $2,070+7.3% | $4,871-54.4% | $3,356-33.8% |
| Admin fee / account holder | $53 | $56-5.5% | $13,028-99.6% | $70-24.4% |