Filed March 31, 2016 (most recent of 4 filings on file)
Total covered: 2 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $233,441 |
MARQUETTE ASSOCIATES1 year Filed as: MARQUETTE ASSOCIATES INC. Service code 16 · EIN 36-3485298 | Consulting | $16,875 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $110 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,164 | $56,095-46.2% | $178,490-83.1% | $90,288-66.6% |
| Participation rate | 81.1% | 65.6%+15.5pp | 81.9%-0.9pp | 73.4%+7.7pp |
| Annual return | 18.79% | 28.81%-10.0pp | 151.07%-132.3pp | 53.97%-35.2pp |
| Employer contribution / active EE | $1,851 | $1,572+17.7% | $5,011-63.0% | $2,524-26.6% |
| Participant deferral / active EE | $3,241 | $2,669+21.4% | $5,202-37.7% | $4,232-23.4% |
| Admin fee / account holder | $83 | $101-17.2% | $13,984-99.4% | $114-26.9% |