Filed March 31, 2016 (most recent of 4 filings on file)
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $284,354 |
MARQUETTE ASSOCIATES2 years Filed as: MARQUETTE ASSOCIATES INC. Service code 16 · EIN 36-3485298 | Consulting | $25,313 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $910 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,387 | $67,512-53.5% | $185,851-83.1% | $93,010-66.3% |
| Participation rate | 86.8% | 67.1%+19.6pp | 81.7%+5.0pp | 73.9%+12.9pp |
| Annual return | 17.15% | 21.04%-3.9pp | 122.11%-105.0pp | 158.70%-141.6pp |
| Employer contribution / active EE | $2,033 | $1,783+14.0% | $5,168-60.7% | $2,705-24.9% |
| Participant deferral / active EE | $3,494 | $3,035+15.1% | $5,569-37.3% | $4,561-23.4% |
| Admin fee / account holder | $87 | $318-72.6% | $16,245-99.5% | $152-42.6% |