Filed March 31, 2016 (most recent of 4 filings on file)
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Float rev... | $120,632 |
BAIRD FUNDS1 year Filed as: ROBERT W. BAIRD & CO. INC. Service code 16 | Consulting | $8,203 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $30 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
BAIRD FUNDS4+ years Filed as: ROBERT W BAIRD & COMPANY INC. Service code 16 777 EAST WISCONSIN AVE · MILWAUKEE, WI 53202 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,041 | $45,382-44.8% | $154,107-83.8% | $75,289-66.7% |
| Participation rate | 63.1% | 65.9%-2.8pp | 83.0%-19.9pp | 72.4%-9.3pp |
| Annual return | -6.07% | -0.47%-5.6pp | 735.12%-741.2pp | -0.04%-6.0pp |
| Employer contribution / active EE | $1,535 | $1,533+0.1% | $5,298-71.0% | $2,405-36.2% |
| Participant deferral / active EE | $2,657 | $2,384+11.5% | $5,081-47.7% | $3,739-28.9% |
| Admin fee / account holder | $59 | $89-34.5% | $13,411-99.6% | $102-42.8% |