Filed February 10, 2016 (most recent of 2 filings on file)
Total covered: 5 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $100,653 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $22,890 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $192,090 | $69,383+176.9% | $101,264+89.7% | $73,493+161.4% |
| Participation rate | 99.6% | 68.4%+31.2pp | 75.8%+23.8pp | 70.7%+28.9pp |
| Annual return | 6.88% | 18.46%-11.6pp | 46.48%-39.6pp | 28.51%-21.6pp |
| Employer contribution / active EE | $13,168 | $2,628+401.0% | $3,660+259.8% | $2,270+480.1% |
| Participant deferral / active EE | $8,348 | $3,301+152.9% | $4,370+91.0% | $3,740+123.2% |
| Admin fee / account holder | $420 | $704-40.4% | $5,947-92.9% | $513-18.2% |