Filed February 10, 2016 (most recent of 2 filings on file)
Total covered: 5 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 15 · EIN 13-2638166 | Recordkeeping | $155,974 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $7,770 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $107,353-100.0% | $92,903-100.0% | $152,885-100.0% |
| Participation rate | 0.0% | 79.8%-79.8pp | 76.0%-76.0pp | 82.5%-82.5pp |
| Annual return | 0.46% | 145.62%-145.2pp | 109.43%-109.0pp | 345.39%-344.9pp |
| Employer contribution / active EE | $772,780 | $4,222+18204.7% | $3,653+21053.8% | $4,763+16124.3% |
| Participant deferral / active EE | $483,473 | $4,848+9873.6% | $4,238+11308.6% | $5,851+8163.4% |
| Admin fee / account holder | $0 | $7,081-100.0% | $5,795-100.0% | $11,598-100.0% |