Filed February 27, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 52 · EIN 84-0467907 | Indirect Investment Fees | $119,523 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $35,770 |
CAPFINANCIAL PARTNERS LLC2 years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $12,018 |
AMERICAN REALTY ADVISORS3 years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
FEDERATED3 years Service code 52 · EIN 25-1412886 | Indirect Investment Fees | $0 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $0 |
HARRIS3 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-3279774 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 13-3963293 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,050 | $45,719-16.8% | $96,171-60.4% | $93,010-59.1% |
| Participation rate | 38.9% | 45.8%-6.9pp | 68.4%-29.5pp | 73.9%-35.0pp |
| Annual return | 16.35% | 3211.95%-3195.6pp | 192.04%-175.7pp | 158.70%-142.4pp |
| Employer contribution / active EE | $905 | $1,139-20.5% | $2,799-67.7% | $2,705-66.6% |
| Participant deferral / active EE | $1,662 | $2,344-29.1% | $4,350-61.8% | $4,561-63.6% |
| Admin fee / account holder | $142 | $128+10.9% | $5,538-97.4% | $152-6.4% |