Filed February 27, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 4208 SIX FORKS RD · RALEIGH, NC 27609 | Advisory (Plan) | $132,895 |
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $49,760 |
Filed as: EMPOWER ADVISORY GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,479 |
Service code 99 3071 PEARL ROAD · MEDINA, OH 44256 | Other Fees | $400 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,947 | $36,489+1.3% | $80,648-54.2% | $103,590-64.3% |
| Participation rate | 14.9% | 39.1%-24.2pp | 67.0%-52.1pp | 73.3%-58.5pp |
| Annual return | -3.68% | 64.53%-68.2pp | 937.21%-940.9pp | 33.13%-36.8pp |
| Employer contribution / active EE | $507 | $1,018-50.2% | $2,724-81.4% | $3,213-84.2% |
| Participant deferral / active EE | $955 | $2,389-60.0% | $4,443-78.5% | $5,214-81.7% |
| Admin fee / account holder | $119 | $479-75.2% | $5,382-97.8% | $114+4.1% |