Filed October 7, 2016 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET INS & ANNUITY CO Service code 13 · EIN 06-1050034 | Contract Administrator | $13,110 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC IS BILL Service code 33 · EIN 13-2638166 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,657 | $54,890-7.7% | $63,244-19.9% | $59,188-14.4% |
| Participation rate | 94.2% | 75.6%+18.6pp | 71.0%+23.1pp | 69.4%+24.7pp |
| Annual return | -0.56% | 4.56%-5.1pp | -70.31%+69.7pp | 5.51%-6.1pp |
| Employer contribution / active EE | $1,369 | $1,831-25.2% | $2,322-41.0% | $2,098-34.7% |
| Participant deferral / active EE | $3,791 | $2,803+35.3% | $2,953+28.3% | $3,265+16.1% |
| Admin fee / account holder | $8 | $66-87.8% | $5,893-99.9% | $92-91.3% |