Filed November 4, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $67,407 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $61,854 |
Filed as: GALLAGHER BENEFIT SERVICES INC DBA Service code 27 1100 SUPERIOR AVE STE 1700 · CLEVELAND, OH 44114 | Advisory (Plan) | $17,500 |
Service code 10 455 E PIKES PEAK AVE STE 305 · COLORADO SPRINGS, CO 80903 | Accounting | $12,458 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $10,964 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,174 | $65,908+33.8% | $81,812+7.8% | $77,643+13.6% |
| Participation rate | 96.8% | 65.8%+31.0pp | 72.3%+24.5pp | 70.6%+26.2pp |
| Annual return | 10.32% | 26.64%-16.3pp | 773.79%-763.5pp | 31.24%-20.9pp |
| Employer contribution / active EE | $3,420 | $2,370+44.3% | $2,912+17.4% | $2,726+25.5% |
| Participant deferral / active EE | $6,354 | $3,505+81.3% | $4,319+47.1% | $4,647+36.7% |
| Admin fee / account holder | $170 | $526-67.8% | $7,386-97.7% | $430-60.6% |