Filed November 4, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 70 · EIN 26-4310632 | Consulting Fees | $108,271 |
Filed as: MERRILL LYNCH Service code 70 · EIN 13-5874085 | Consulting Fees | $93,215 |
Filed as: MORGAN STANLEY SMITH Service code 27 · EIN 26-4310632 | Advisory (Plan) | $18,865 |
Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $9,187 |
GRAY HUNTER STENN LLP2+ years Service code 10 · EIN 36-3077757 | Accounting | $6,860 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $2,759 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,984 | $63,905+6.4% | $74,184-8.4% | $57,658+17.9% |
| Participation rate | 98.6% | 79.8%+18.8pp | 76.6%+22.0pp | 70.2%+28.3pp |
| Annual return | 5.34% | 60.60%-55.3pp | 17.74%-12.4pp | 5.13%+0.2pp |
| Employer contribution / active EE | $2,984 | $1,840+62.1% | $2,370+25.9% | $1,974+51.2% |
| Participant deferral / active EE | $5,087 | $3,448+47.5% | $3,550+43.3% | $3,061+66.2% |
| Admin fee / account holder | $133 | $91+45.6% | $5,586-97.6% | $95+40.3% |